Financial Markets Compliance (J.D. Certificate)
Financial Markets Compliance (J.D. Certificate)
About
Financial services law refers to the laws and regulations that govern the services and transactions of investment banks, hedge funds, investment advisers, insurance carriers, brokerages and trading firms, securities and futures exchanges, self-regulatory agencies, business entities issuing securities, and consumer finance businesses.
Chicago-Kents J.D. Certificate in Financial Markets Compliance, one of the first of its kind at an American law school, offers students a rich curriculum in financial markets regulation, including classes in securities, commodities, and banking regulation, along with a capstone compliance course.
Disciplines
Stuart School of Business
Requirements
Entry Requirements
This program is open only to J.D. students at Chicago-Kent College of Law.
English Program Requirements
International students who fit into any of the following categories will be considered to have met the requirement:
- Residents of a country where English is the only official language and who is a native English speaker
- Graduates of U.S. high schools
- Completed the equivalent of Iowa State’s English 150 or 250 with a grade of B or better at an accredited U.S. 2 year or 4 year college or university.
CONDITIONAL ADMISSION
If you meet all admission requirements but do not meet our English proficiency requirements, Iowa State offers conditional admission to attend our Intensive English and Orientation Program (IEOP). If you would like to enroll in IEOP, on the application choose "I would like to enroll in Iowa State’s IEOP program before I begin the academic study.”
Career
Financial services lawyers can be found in law firms and private industry as well as in government departments and agencies such as the United States Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Commodity Futures Trading Commission, the U.S. Department of Justice, and the Office of the Comptroller of Currency at the U.S. Treasury Department, and the Federal Reserve Banks.
- Chief compliance officer
- Compliance attorney
- Finance attorney
- Securities lawyer
Fee Information
Tuition Fee
USD 48,670Financial Markets Compliance (J.D. Certificate)
Illinois Institute of Technology
United States of America,
Chicago
